CS Executive Notes of Capital Markets and Securities Laws

CS Executive Notes of Capital Markets and Securities Laws

Notes of CS Executive Module 2 – Capital Markets and Securities Laws

CS Executive Capital Market and Securities Law Notes
You can download Capital Market and Securities Law Notes as well as Other Subjects Notes from here.


Part A: Capital Markets (60 Marks)


  1. Overview of Capital Market
  2. Capital Market Instruments
  3. Credit Rating and IPO Grading
  4. Market Infrastructure Institutions – Stock Exchange Trading Mechanism
  5. Debt Market
  6. Money Market
  7. Mutual Funds
  8. Alternative Investment Fund
  9. Collective Investment Schemes
  10. Resource Mobilization in International Capital Market
  11. Indian Depository Receipts
  12. Foreign Portfolio Investors
  13. Non-Convertible Redeemable Preference Shares
  14. Real Estate Investment Trusts
  15. Infrastructure Investment Trusts

Part B Securities Laws (40 Marks)


  1. Regulatory Framework Governing Stock Exchanges
  2. Securities and Exchange Board of India
  3. Depositories
  4. Listing and Delisting of Securities
  5. Issue of Securities
  6. Regulatory Framework relating to Securities Market Intermediaries
  7. Insider Trading- An overview
  8. Takeover Code- An Overview
  9. Investor Protection

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